Advisory Firm Asks 6th Circ. To Ax Insurer's Win In SEC Case

By Alexa Scherzinger (January 25, 2024, 2:15 PM EST) -- An investment advisory firm argued Thursday that a Tennessee federal court erred in deciding that its insurance policy excluded coverage for an underlying suit from the U.S. Securities and Exchange Commission, telling a Sixth Circuit panel that the exclusion rendered the policy illusory....

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